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The Patents Bill and the Wai 262 Report: two solitudes in search of common ground

 

A guest blog by Doug Calhoun

In an earlierpost on the Patents Bill: I mentioned that the introduction of the Bill had been delayed for 14years because of concerns about the Wai 262 claim. Nearly fifteen months after the Wai 262 Report was completedthere has still been no formal government response to it.

The Patents Bill proposed to “address” the Wai 262 claims by establishing a Maori advisorycommittee to advise the Patents Commissioner (on request) on whether:

“a) an invention claimed in a patent application is derived from Maori traditionalknowledge or from indigenous plants or animals; and
(b) if so, whether the commercialexploitation of that invention is likely to be contrary to Maori values.”

The Commissioner must consider but is not bound by the advice of the Committee.

Quite apart from whether or not it implements the Wai 262 Report recommendations, the provisioncontains the vague and subjective expressions “derived from” (derived to what extent?); and“contrary to Maori values”.

The critical question that is left unanswered is, so what?

The Patents Bill requires the Patents Commissioner to examine every patent application and if itis found to meet the patentability criteria – to grant a patent. But it does not specify what thePatents Commissioner is supposed to do if the Committee advises that an invention is derived fromtraditional knowledge and that its exploitation is likely to be contrary to Maori values. Neither isamong the criteria the Commissioner is to consider.

The Green Party Amendment

The Green Party introduced a proposedamendment (SOP124) on 11 September. This will come up for a vote during the committee stage in thenext few weeks. The amendment would declare that organisms and traits in organisms are notpatentable inventions. “Organism” would mean the same as it does in the Hazardous Substances andNew Organisms (HSNO) Act. It would include both naturally occurring and modified organisms.

The amendment seeks to exclude “traits in organisms”. But patents are granted for products orprocesses that are a practical application of a trait - they are not now and never have been grantedfor the traits themselves. The HSNO definition of “organism” includes a microorganism. Such anexclusion is not permitted under Article 27.3 of the TRIPS Agreement.

Steffan Browning, in discussing the amendment in the second reading debate, said:

“Allowing the passing of this bill without supporting my Supplementary Order Paper willlead to the continued blocking of pure research, of open research. Private profit-making from ourcollectively owned genes and resources will, importantly, continue the process of stealingresources, this time including the intellectual property of Maori—removing it from the commons forprivate gain.”

This argument was made by Greenpeace New Zealand to the GM Royal Commission. The GM Report, Chapter10 concluded:
“117. The economic benefits of intellectual property systems aregenerally considered to be positive. Removing biotechnology developments from coverage by patent orproperty rights systems would not necessarily have the effect that opponents to such applicationswant. New inventions or ideas would probably be kept as trade secrets or “know how”, and, in theabsence of the disclosure required by patents and PVRs, be held even more tightly. Not allowing NewZealand inventors and investors to protect their work under an IPR would leave them in an invidiousposition against the rest of the world. It would also place New Zealand in breach of its obligationsunder major trade agreements.”

“118. The Commission sees a need to address some tensions or gaps, notably in the exemptionfor patenting of human beings and their biological processes, and the development of an appropriateframework for the protection of traditional knowledge and taonga of Maori. However, we are notpersuaded that the IPR system is antithetical to the appropriate development and regulation ofgenetic modification.”

This recommendation was followed in both the original Patents Bill and the Bill as amended by theselect committee.

The Green Party proposal is also not an approach recommended in the Wai 262 Report.

The Wai 262 Report

The Report is in three volumes of over 1,200pages. So it is not that surprising that there has not yet been a government response. The interfacebetween patents and the Wai 262 claims is only a relatively small part of its recommendations.

The report reviews developments in science and then analyses its understanding of the concerns ofboth sides in the debate:

“These developments have created a point of potential tension between those who wish toutilise private property rights in the genetic and biological resources of plants and animals tocreate wealth, and kaitiaki who often have very different priorities. We explained above howresearch science is founded on an empirical world view that is blind to many aspects of te ao Maori.Patents, and the commercial system they serve, are likewise at odds with te ao Maori in fundamentalways. The idea that knowledge about the specific properties of a taonga (such as kawakawa or manuka)can be parcelled up and assigned to different owners is, in itself, alien to the relationship-basedworld of mauri and whanaungatanga. As with research science, the patent system is founded on a setof values that are not those of kaitiaki. Its central concerns are the advancement of knowledge andthe protection of commercial interest in that knowledge, rather than mauri or environmentalvalues.

There is also tension between Maori and Pakeha approaches to access to knowledge. Pakeha cultureplaces great value on unrestricted access to knowledge and ideas. This has long been seen as aprecondition to progress. Of course, access to knowledge and ideas even in the public domain isconstrained in Western societies by laws relating not only to IP but also to public safety,defamation, moral standards, and privacy, to name a few. But the principle that access should be asunconstrained as possible is fundamental to Western thinking. By contrast, Maori culture does notplace such great value on free access. Concepts of tapu, mauri, and whakapapa tend to suggest thataccess must be earned. The first priority of kaitiaki is to protect rather than publish information.That is not to say that matauranga Maori is always secret. Far from it. But kaitiaki are often veryuncomfortable when they have lost oversight of readily available matauranga Maori.”

The Report then attempts to measure the dimensions of the square hole and round peg it has beentasked to accommodate:

“ These tensions go to the heart of the ways in which we generate knowledge and wealth inNew Zealand. The central question is whether our current system can accommodate a new set of rightsto be held by kaitiaki communities and individuals who do not share the values upon which the systemwas built.”

… the issues the claimants brought before us were focused on specific but related areas :

  • unauthorised use of matauranga Maori in research based on bioprospecting, and the resultingunauthorised scientific or commercial use of genetic and biological resources of taongaspecies;

  • offensive interference with the whakapapa of taonga species when they aresubjected to genetic modification ; and

  • use of the IP regime to exploit rights in thegenetic and biological resources of taonga species in ways that exclude kaitiaki and undermine therelationship between kaitiaki and taonga species.”


The Patents Bill debate isfocused on the third issue - the use of the patents regime in exploiting rights in the genetic andbiological resources of taonga species.

The Wai 262 Patent Recommendations

The Tribunal tried to take a balanced approach that both sides could live with:

“As will be seen in the chapters to follow, we do not always agree with the way theclaimants framed this problem, but where we do, we look for ways in which the priorities of kaitiakican be relocated from the margins of legal or policy discourse to the centre, where they can beproperly and transparently weighed against other considerations. Sometimes our recommendations areprocedural – a simple requirement on the Crown to notify or consult with kaitiaki; sometimes werecommend that new substantive standards be introduced – for example, positive obligations onCrown agencies to explore partnership opportunities with kaitiaki; and sometimes we recommendstatutory decision-makers should change – whether by vesting power directly in kaitiaki in somecases or by the creation of new partnership mechanisms.”

“In all cases, the innovations we recommend are designed to express the new generation ofTreaty partnership in which Maori have a meaningful voice in the ongoing fate of their taonga, andthe partnership itself is not static but is being constantly rebalanced.”

“It is no longer possible to deliver tino rangatiratanga as full autonomy in all cases inwhich taonga Maori are ‘in play’, as it were. After 170 years during which Maori have beensocially, culturally, and economically swamped, it will no longer be possible to deliver tinorangatiratanga in the sense of full authority over all taonga Maori. Yet it will still be possibleto deliver full authority in some areas. That will be either because the absolute importance of thetaonga interest in question means other interests must take second place or, conversely, becausecompeting interests are not sufficiently important to outweigh the constitutionally protected taongainterest.”

The specific recommendations that the report makes that might be incorporated in the Patents Billare:

  1.  “… kaitiaki relationships with taonga species and matauranga Maori are [to be]expressly protected in accordance with their proven depth (unless it can be demonstrated that otherinterests deserve priority). This includes a mechanism to ensure that any matauranga Maori istreated as a key factor in decisions about whether a patent application is novel or involves aninventive step.”

  2. “… the establishment of a Maori committee to advise theCommissioner of Patents about whether matauranga Maori or taonga species have contributed in any wayto the invention, and whether the proposed use is consistent with or contrary to tikanga Maori. Thisadvice should be relevant to the requirements of patentability and (even if the patentabilitycriteria are satisfied) whether there are kaitiaki interests as risk.”

  3. “… thecommissioner be empowered to refuse patents that are contrary to ordre public as well as morality.… the committee should not be reactive : the commissioner should be required to take formal advicefrom it, and work in partnership with a member of the Maori committee when making patent decisionsthat affect the kaitiaki relationship.”

  4. “… kaitiaki be able to formally notifytheir interest in particular species or matauranga Maori by way of a register. … kaitiaki shouldalways have a right to object to a patent application, whether or not they have registered theirinterest.”

  5. “… patent applicants be required to disclose whether any mataurangaMaori or taonga species have contributed to the research or invention in any way. IPONZ must makethese records publicly available. Patent applicants who fail to comply with a disclosure requirementcan be subject to a range of outcomes, from no sanctions at all to the being revoked, to be decidedby the commissioner and the chair of the Maori committee.


MyThoughts

The following are my thoughts of how easy or difficult it might be for the Patents Bill toimplement the five recommendations:

  1. The second part of this recommendation is already accommodated. Under the Patents Billnovelty and inventive step are to be judged against a prior art base. Matauranga Maori fits withinthe definition of “prior art base”, provided it has been made available to the public in someway. Where there may be difficulty is if matauranga Maori has not been made available to the public,and kaitiaki are opposed to it being made available. But how does one judge when “other interestsdeserve priority” – a call that is to be made under the first part of thisrecommendation?

  2. The Patents Bill would establish the committee. But the words“contributed in any way to the invention” and “use is consistent with or contrary to tikangaMaori” are fraught with uncertainty, especially when used to define the boundaries of propertyrights.

  3. The third recommendation answers the “so what” question left hanging bythe provisions in the Patents Bill. But the understanding of the meaning of “ordre public” goesbeyond what it is understood to mean under the European Patent Convention – where the term that isused in the TRIPS agreement originated. (The report acknowledges that its recommendations must becompliant with TRIPS.) And Recommendation 10.5 of the GM Report urged New Zealand to pursue amendingTRIPS “to include a reference to the avoidance of cultural offence as a specific ground forexclusion or reservation” - inferring that the commissioners thought that an exclusion like theWai 262 Report suggestion would not comply with TRIPS.

  4. The fourth recommendationwould assist in doing a prior art search to determine if any matauranga Maori is in the prior artbase. But, given the optional nature of the recommendation, a negative prior art search could not berelied upon.

  5. This is the most problematic of the recommendations for many reasons.Discovering new properties of or uses for a known taonga species may have been done without any useof matauranga Maori (known to the researcher) – leaving a researcher in a dilemma as to whetherany disclosure of origin needs to be made. The nature of the applicable penalties if a disclosureshould have been made (and was not) has been the subject of debates over a number of years. Theyhave been hotly debated in both the Convention on Biological Diversity forums and theIntergovernmental Committee of the World Intellectual Property Organisation. Any provision toimplement this recommendation that is out of step with whatever is finally agreed to internationallycould put us offside with our international trading partners.


Accommodating“a new set of rights to be held by kaitiaki communities” within the existing intellectualproperty regime was never going to be easy – and the new Patents Bill may be where the rubberfirst hits the road. Good luck to the policy advisors on this one.

The Patents Bill and the Wai 262 Report: two solitudes in search of common ground

The Patents Bill and the Wai 262 Report: two solitudes in search of common ground
 
 
 
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